Business Controls Analyst in Charlotte, NC at APEX Systems

Date Posted: 2/14/2018

Job Snapshot

Job Description

Job #:  807421

Apex Systems is looking for a Business Controls Specialist for one of our larger financial clients. If you are interested, please apply here. 

Provide analytical support in executing internal control discipline and operational excellence within a LOB/ECF. Gather and organize data in order to monitor and test the effectiveness of key controls and status of mitigation and action plans. Prepare documentation for the tracking, monitoring, and escalation of risk related issues to management. Acts as an ambassador of the risk culture. Incumbents typically have over 5+ years of risk management and/or LOB/ECF experience.

LOB Job Description: 

 Responsible for reviewing and assessing laws, rules and regulations for applicability and partnering with FLU (Front Line Unit) SMEs (Subject Matter Experts) and Control Partners to implement appropriate processes to ensure compliance or document why there is no impact;  support the adherence to QA & RCSA Enterprise Standards; Continue to drive strong risk culture in SSO.


  • 5+ years of risk management and LOB/ECF experience (with people processes
  • Business Controls, Process Design, Audit or Risk background
  • Ability to solve complex problems through root cause analysis, management by fact and collaboration across wide constituency
  • Solutions oriented-Agility to adjust, react with optimism and professionalism by utilizing critical thinking skills / business acumen and resources to make sound business decisions and reduce risk
  • Ability to interact and influence
  • Excellent verbal, written, and interpersonal communication skills
  • Six Sigma and process design skills
  • Strong MS Word, Excel, Visio, SharePoint and PowerPoint skills
  • Bachelors Degree

Desired Skills:

  • Business Control Management Experience
  • Experience leading multiple business-operations
  • Analytic skills; ability to translate large quantities of data for leadership
  • Six Sigma Certification